Regulatory Documents

RISE Investment Management, LLC ("RISE" or "RISE Investments") is an investment adviser registered under the Investment Advisers Act of 1940. Registration of an investment adviser does not imply any level of skill or training. The description of products, services, and performance results of RISE contained on this website is not an offering or a solicitation of any kind. Past performance is not an indication of, and does not guarantee future results. Securities investments are subject to risk and may lose value. All of the information on this website is believed to be accurate and correct as the date set forth. RISE does not have or accept responsibility or an obligation to update such information. 

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The Securities and Exchange Commission maintains a publicly-available database which provides information about registered investment advisers and investment adviser representatives.  Please visit https://adviserinfo.sec.gov to obtain more information about RISE Investments.